Top DRE Audit Violation #4: Separate Record for Each Beneficiary or TransactionThis regulation requires the broker to maintain, in columnar form, a.... CONTINUE
Stateless RussiansChristopher Hanson tells the cautionary tale of Russian immigrants who ended up.... CONTINUE
The House on the Hill that Went Slip Sliding AwayWhere did the requirement for a broker to conduct a reasonably.... CONTINUE
Not timley reporting an E&O claim – Big OOPS !We've talked about it many, many, times before. E&O Policies are.... CONTINUE
Who’s on First, What About Second(s)?Last year the Legislature passed Senate Bill 931 adding Section 580e.... CONTINUE
Now Who Takes It in the Shorts on a Short Sale?In July, the California legislature passed SB 458, which revised Ca.... CONTINUE
Dodd-Frank. Protection? Or Problem?Senator Dodd and Congressman Frank, the people who were key players.... CONTINUE
Fraud is in the Air, Everywhere We Turn and Look and See…Desperate Times, Lead People to Desperate Measures. Or so it seems..... CONTINUE
Arbitration is arbitraryArbitration is arbitrary. Originally conceived as an instrument of community empowerment,.... CONTINUE
Fed’s New Compensation Rules: Ouch!The Federal Reserve Board has amended Regulation Z, which implements the.... CONTINUE